4. Compliance
- BBEEE Certificate
- FSP Hub POPI Act Statement
- Information Officer Registration (POPI)
- Information Officer Registration Certificate
- List of recognised qualification for Fit and Proper
- VAT Registration certificate
- Profile Changes
- Professional Indemnity Policy
- Policyholder Protection Rules (PPR)
- Policy Holders Protection Rules Amendments
- Policy Holders Protection Rules
- PAIA MANUAL Records request form
- Manual in respect of the Promotion of Access to Information Act No. 2 of 2000
- Honesty and Integrity
- FIT AND PROPER REQUIREMENTS: TRAINING AND CONTINUOUS PROFESSIONAL DEVELOPMENT
- FIC – Reporting Obligation
- FIA Certificate
- FAIS License
- Continuous Professional Development (CPD)
- Competency Requirement – Experience, Qualifications and Regulatory Exams
- Conflict of Interest Policy
- Complaints Procedure
- Protected: Company Registration
- Code of conduct checklist
- Code of conduct
- Privacy Policy